SEC Rule 606

Disclosure of Order Routing Practices

Pursuant to Rule 606 adopted by the Securities and Exchange Commission, Our firm is adopting Pershing LLC’s 606. This may be accessed using the following link: www.orderroutingdisclosure.com

The prior 3 years of reports may be obtained by accessing the following link: www.orderroutingdisclosure.com (enter HENLEY & COMPANY LLC)

For more information – If you have questions, you can contact us below:

Maria Germano-Alessi, Henley & Company, LLC
506 RXR Plaza
Uniondale, NY 11556

Phone 516-794-5520, Fax 516-794-6207 or email [email protected]